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WBR ELS: Order Routing to Remain SEC Focus in 2019

Traders Magazine Online News, December 6, 2018

John D'Antona Jr.

Dude, where’s my order?

And moreover, Dude, why did you send it there?

In a quick fireside chat here at the the WBR Equities Leaders Summit in Miami, Florida, David Weisberger, co-founder of sat down with John Roesner, Associate Director at the Division of Trading and Markets at the Securities and Exchange Commission to discuss briefly next year’s regulatory agenda and wwhat the market can expect from its top regulator.

Roesner began by telling the crowd that he alone doesn’t speak for the SEC and that his opinions are his own and do not reflect the Commission as a whole. That being said, he did say the equities market can expect to see a continued focus on order routing rules and how the broker dealers make those decisions as well as how ATS’ can improve their transparency.

“The Order Protection Rule always enters the mix of conversations we have,” Roesner told Weisberger and attendees. 


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