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SIFMA CEO Bentsen Discusses Regulatory Trends for 2019

Traders Magazine Online News, December 27, 2018

Bloomberg News

SIFMA president and CEO Ken Bentsen shares his insights on the regulatory trends he expects in the year ahead. In a wide-ranging interview on BNN Bloomberg, he cites the Securities and Exchange Commission’s Regulation Best Interest, which he expects to be finalized in 2019, as a key development. 

“The SEC Regulation Best Interest standard will be finalized sometime next year,” says Bentsen. “This will raise the standard under the law that brokers duty of care they owe their clients and will catch up to where the industry is and where regulation is largely enforced.”

For the full Bloomberg interview, please click here






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